AML, controls and regulatory discipline

Unichain Finance applies a compliance-first approach aligned with international AML/CFT standards, including risk-based client due diligence, transaction monitoring and regulatory reporting obligations where applicable. The company continues to enhance governance, operational risk controls and audit-readiness as the regulatory perimeter expands.

Control posture

Risk-based onboarding Selective access and client due diligence
Monitoring and reporting Review and reporting obligations where applicable
Audit readiness Operational records and traceability from the start

Regulatory status and service perimeter

Current service activity is selective, partner-driven and subject to jurisdictional, operational and contractual limitations. The company is preparing for a prospective EU CASP filing under MiCA while keeping present scope narrow and controlled.

Current operating perimeter

Current MVP work is arranged through a Canadian company registered with FINTRAC.

Partner-supported settlement

Fiat payment execution and settlement flows are intended to be supported through regulated financial institution partners, subject to configuration and availability.

Prospective EU authorisation path

MiCA-oriented authorisation work is in preparation, with jurisdiction selection still under evaluation.

AML & compliance commitment

Client due diligence

Risk-based client due diligence is applied before service access and transaction execution.

Transaction monitoring

Transaction flows remain subject to internal review, monitoring and escalation procedures.

Governance framework

Compliance oversight, operational risk controls and audit-ready recordkeeping are treated as core operating disciplines.

Service availability and oversight

Where services involve third-party regulated institutions, safeguarding, reporting and oversight arrangements are implemented in accordance with contractual and regulatory requirements. Service availability may vary by jurisdiction, partner readiness and internal risk assessment.

Nothing on this website constitutes an offer of regulated financial services in any jurisdiction where prior authorisation would be required.